# TAM THI LE

TAM THI LE is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with VALIC FINANCIAL ADVISORS, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2022-01-04 | present | Yes |
| [PFS INVESTMENTS INC.](https://search.stillhousedata.com/firm/10111) | 2021-03-02 | 2021-11-24 | — |
| [PEAK AMERICAN INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/145056) | 2020-10-29 | 2020-11-13 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-08-27 | 2019-04-02 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2007-01-12 | 2014-07-21 | — |
| [M.L. STERN & CO., LLC.](https://search.stillhousedata.com/firm/8327) | 2006-09-19 | 2006-10-12 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2005-11-16 | 2006-06-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4634478)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4634478.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.