# James R Ray

James R Ray is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2024-02-01 | present | Yes |
| [IHT WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/171481) | 2018-04-24 | 2024-02-05 | — |
| [BMO HARRIS FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/137115) | 2015-01-22 | 2018-04-05 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2010-10-07 | 2014-08-05 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2010-04-16 | 2010-09-17 | — |
| [PLANTE MORAN FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/112158) | 2008-03-04 | 2009-04-30 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2005-02-28 | 2005-08-26 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2003-06-23 | 2005-02-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4645322)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4645322.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.