# MIRI Y UPTON

MIRI Y UPTON is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-06-14 | present | Yes |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2018-09-17 | 2024-06-14 | — |
| [EQUITY SERVICES, INC.](https://search.stillhousedata.com/firm/265) | 2014-03-10 | 2018-09-18 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-07-16 | 2012-08-08 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2009-08-05 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2005-08-02 | 2009-06-01 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2004-09-08 | 2005-08-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4651020)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4651020.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.