# Rafael A Cruz

Rafael A Cruz is an investment adviser representative (IAR) with state registration records since 2006, appearing at 11 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2026-03-31 | present | Yes |
| [CLARFELD FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/106743) | 2023-11-07 | 2025-06-12 | — |
| [CITIZENS SECURITIES, INC.](https://search.stillhousedata.com/firm/39550) | 2023-09-21 | 2026-03-09 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2022-06-13 | 2023-09-11 | — |
| [AMERANT INVESTMENTS, INC.](https://search.stillhousedata.com/firm/117284) | 2019-11-07 | 2022-04-12 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2015-08-26 | 2019-10-08 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2015-07-15 | 2019-10-08 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2012-10-01 | 2013-12-11 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2009-10-20 | 2012-10-01 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-06-23 | 2009-07-21 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2006-11-29 | 2009-03-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4659566)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4659566.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.