# RICHARD PAUL PUCCI

RICHARD PAUL PUCCI is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with MARIDEA WEALTH MANAGEMENT LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MARIDEA WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/325523) | 2026-07-17 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-05-28 | 2026-07-30 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2012-01-31 | 2020-05-28 | — |
| [PACIFIC WEST FINANCIAL CONSULTANTS INC](https://search.stillhousedata.com/firm/108728) | 2009-09-15 | 2012-01-31 | — |
| [ASSOCIATED SECURITIES CORP.](https://search.stillhousedata.com/firm/12969) | 2009-03-31 | 2009-09-16 | — |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2007-04-30 | 2009-04-02 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2005-03-07 | 2007-05-15 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2003-07-21 | 2005-02-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4659938)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4659938.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.