# JAMES A FRANGENBERG

JAMES A FRANGENBERG is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with FOUNDERS FINANCIAL SECURITIES, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FOUNDERS FINANCIAL SECURITIES, LLC](https://search.stillhousedata.com/firm/137945) | 2025-10-27 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2023-09-20 | 2025-10-29 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-06-05 | 2023-08-18 | — |
| [M&T SECURITIES, INC.](https://search.stillhousedata.com/firm/17358) | 2018-10-01 | 2021-06-09 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2016-06-22 | 2018-09-07 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2011-03-09 | 2016-04-13 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-05-26 | 2011-02-22 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2006-11-29 | 2009-03-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4667287)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4667287.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.