# BETSY JOANN COLE

BETSY JOANN COLE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 9 firms. Currently registered with CLEARSTEAD ADVISORS, LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CLEARSTEAD ADVISORS, LLC](https://search.stillhousedata.com/firm/105674) | 2026-02-26 | present | Yes |
| [THE CLARIUS GROUP, LLC](https://search.stillhousedata.com/firm/173347) | 2021-12-12 | 2026-02-18 | — |
| [HIGHLAND PRIVATE WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/109532) | 2019-06-19 | 2021-11-19 | — |
| [NEWGROUND SOCIAL INVESTMENT](https://search.stillhousedata.com/firm/117060) | 2017-08-01 | 2019-06-21 | — |
| [D.A. DAVIDSON & CO.](https://search.stillhousedata.com/firm/199) | 2015-12-18 | 2017-07-06 | — |
| [TRUTINA FINANCIAL](https://search.stillhousedata.com/firm/148866) | 2011-11-29 | 2015-11-19 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2011-07-07 | 2011-11-10 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-01-01 | 2011-01-06 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2005-05-17 | 2008-01-01 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2004-10-19 | 2005-02-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4667304)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4667304.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.