# KEVIN MATTHEW JAMES

KEVIN MATTHEW JAMES is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with OCTOBER EFFECT LTD..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OCTOBER EFFECT LTD.](https://search.stillhousedata.com/firm/281369) | 2023-03-08 | present | Yes |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2012-02-09 | 2023-02-13 | — |
| [SCOTT & STRINGFELLOW, LLC](https://search.stillhousedata.com/firm/6255) | 2005-01-14 | 2006-01-10 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2003-10-23 | 2004-01-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4673199)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4673199.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.