# SHAWN THOMAS WALTZ

SHAWN THOMAS WALTZ is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC..

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.](https://search.stillhousedata.com/firm/13162) | 2019-07-23 | present | Yes |
| [BNY MELLON ADVISORS, INC.](https://search.stillhousedata.com/firm/106108) | 2010-07-13 | 2019-03-01 | — |
| [BNY MELLON MANAGED INVESTMENTS, INC.](https://search.stillhousedata.com/firm/107938) | 2009-02-20 | 2010-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4675145)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4675145.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.