# JOSEPH AUGUST FREDERICK

JOSEPH AUGUST FREDERICK is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC, PRIVATE ADVISOR GROUP, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAPITAL PLANNING SERVICES CORP.](https://search.stillhousedata.com/firm/144212) | 2012-12-18 | 2024-01-26 | — |
| [PRIVATE ADVISOR GROUP, LLC](https://search.stillhousedata.com/firm/155216) | 2012-11-14 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-09-16 | present | Yes |
| [CINCINNATI ANALYSTS, INC.](https://search.stillhousedata.com/firm/5478) | 2008-07-11 | 2008-09-17 | — |
| [WHARTON EQUITY CORPORATION](https://search.stillhousedata.com/firm/10170) | 2006-08-16 | 2007-10-02 | — |
| [HADDON STRATEGIC ALLIANCES, INC.](https://search.stillhousedata.com/firm/129645) | 2004-10-11 | 2008-07-09 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-03-25 | 2004-05-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4676225)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4676225.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.