# James M Broderick

James M Broderick is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with VALMARK ADVISERS INC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VALMARK ADVISERS INC](https://search.stillhousedata.com/firm/108050) | 2024-11-12 | present | Yes |
| [ALLIANCEBERNSTEIN L.P.](https://search.stillhousedata.com/firm/108477) | 2006-03-08 | 2019-10-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-05-04 | 2005-05-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4691968)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4691968.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.