# ROCKY LIN

ROCKY LIN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with BEACON POINTE ADVISORS, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BEACON POINTE ADVISORS, LLC](https://search.stillhousedata.com/firm/119290) | 2011-11-04 | present | Yes |
| [BEACON POINTE WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/151328) | 2011-09-16 | 2020-04-27 | — |
| [EXCELCIA FINANCIAL GROUP, LTD.](https://search.stillhousedata.com/firm/154278) | 2010-10-20 | 2011-10-31 | — |
| [EXCELCIA CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/146328) | 2008-04-02 | 2010-11-04 | — |
| [AFA ADVISOR SERVICES LLC](https://search.stillhousedata.com/firm/129104) | 2007-07-11 | 2010-04-29 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2004-10-04 | 2005-10-20 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2003-10-29 | 2004-05-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4697340)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4697340.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.