# WALLY LUU

WALLY LUU is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2022-06-23 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2017-06-29 | 2022-07-15 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2016-12-20 | 2017-05-03 | — |
| [FINANCIAL LEADERSHIP ADVISORS, INC.](https://search.stillhousedata.com/firm/139864) | 2007-01-30 | 2009-10-15 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2004-08-16 | 2005-08-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4698286)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4698286.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.