# SARAH BETH KAPLAN

SARAH BETH KAPLAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2015-11-06 | present | Yes |
| [K-FINANCIAL, LLC](https://search.stillhousedata.com/firm/121397) | 2012-05-22 | 2015-11-05 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2005-06-01 | 2015-11-17 | — |
| [K-FINANCIAL, LLC](https://search.stillhousedata.com/firm/121397) | 2004-05-04 | 2004-12-31 | — |
| [MONY SECURITIES CORPORATION](https://search.stillhousedata.com/firm/4386) | 2004-04-14 | 2005-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4700590)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4700590.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.