# Kevin David Smallwood

Kevin David Smallwood is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with SMALLWOOD FINANCIAL GROUP LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SMALLWOOD FINANCIAL GROUP LLC](https://search.stillhousedata.com/firm/305790) | 2026-01-01 | present | Yes |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2006-06-14 | 2019-12-31 | — |
| [INVESTACORP ADVISORY SERVICES INC](https://search.stillhousedata.com/firm/109011) | 2006-06-05 | 2006-07-13 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-02-28 | 2006-03-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4712150)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4712150.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.