# SCOTT SOENEN

SCOTT SOENEN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 11 firms. Currently registered with FIRST CITIZENS INVESTOR SERVICES, INC..

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIRST CITIZENS INVESTOR SERVICES, INC.](https://search.stillhousedata.com/firm/44430) | 2026-06-29 | present | Yes |
| [TD PRIVATE CLIENT WEALTH LLC](https://search.stillhousedata.com/firm/164484) | 2025-08-29 | 2026-06-12 | — |
| [UNITED BROKERAGE SERVICES, INC](https://search.stillhousedata.com/firm/39062) | 2023-12-21 | 2025-08-26 | — |
| [TRUIST ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/283390) | 2022-04-12 | 2023-12-06 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2022-02-03 | 2022-03-29 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2021-06-25 | 2021-11-03 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2019-08-12 | 2020-09-09 | — |
| [EMPOWER ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/112058) | 2017-10-20 | 2019-06-24 | — |
| [TRANSAMERICA RETIREMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/107319) | 2014-06-23 | 2017-10-09 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2010-09-15 | 2012-11-08 | — |
| [SOUTHSTATE ADVISORY, INC.](https://search.stillhousedata.com/firm/153113) | 2010-04-29 | 2010-09-08 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-01-23 | 2009-08-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4717864)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4717864.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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