# CRAIG STEVEN BROOKS

CRAIG STEVEN BROOKS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC, PRIVATE ADVISOR GROUP, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRIVATE ADVISOR GROUP, LLC](https://search.stillhousedata.com/firm/155216) | 2026-06-26 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-04-17 | present | Yes |
| [MARINER INDEPENDENT ADVISOR NETWORK, LLC](https://search.stillhousedata.com/firm/283824) | 2017-07-11 | 2026-06-26 | — |
| [CUE FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/21033) | 2011-10-21 | 2017-08-04 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-04-17 | 2011-11-07 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2007-06-26 | 2009-03-17 | — |
| [LEHRER MANAGEMENT CO INC](https://search.stillhousedata.com/firm/107995) | 2003-10-14 | 2009-11-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4720712)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4720712.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.