# GURVINDER Kaur AUJLA

GURVINDER Kaur AUJLA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2024-09-17 | present | Yes |
| [AVANTAX ADVISORY SERVICES](https://search.stillhousedata.com/firm/104556) | 2019-11-18 | 2024-09-20 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2016-08-29 | 2019-11-20 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-11-19 | 2016-01-20 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2012-10-01 | 2012-11-06 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2011-05-12 | 2012-10-01 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-23 | 2011-04-04 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2006-04-14 | 2009-10-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4725124)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4725124.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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