# JAMES ALLYN FRANKE

JAMES ALLYN FRANKE is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with ROTHSCHILD INVESTMENT LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROTHSCHILD INVESTMENT LLC](https://search.stillhousedata.com/firm/728) | 2011-12-15 | present | Yes |
| [ROBERT W. BAIRD & CO. INCORPORATED](https://search.stillhousedata.com/firm/8158) | 2009-08-17 | 2011-12-23 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2009-09-04 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2005-03-29 | 2009-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4728087)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4728087.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.