# Ute Scott-Smith

Ute Scott-Smith is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-06-05 | present | Yes |
| [THE SOCIAL EQUITY GROUP, INC.](https://search.stillhousedata.com/firm/123747) | 2023-07-18 | 2025-12-23 | — |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2017-08-21 | 2025-06-05 | — |
| [THE SOCIAL EQUITY GROUP, INC.](https://search.stillhousedata.com/firm/123747) | 2004-06-23 | 2023-07-14 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2004-04-26 | 2017-08-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4730093)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4730093.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.