# JAMES PETER BERTRAM

JAMES PETER BERTRAM is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with BAYNES INVESTMENT COUNSEL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BAYNES INVESTMENT COUNSEL LLC](https://search.stillhousedata.com/firm/322909) | 2023-03-21 | present | Yes |
| [CNL EDUCATIONAL INSTITUTE, LLC](https://search.stillhousedata.com/firm/175137) | 2020-03-16 | 2023-01-11 | — |
| [NUVEEN ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/155584) | 2011-09-01 | 2020-01-21 | — |
| [NUVEEN FUND ADVISORS, LLC](https://search.stillhousedata.com/firm/104626) | 2006-10-24 | 2011-09-01 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2004-03-05 | 2006-07-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4744062)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4744062.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.