# CAROLINA THOMPSON

CAROLINA THOMPSON is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with INSIGNEO ADVISORY SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INSIGNEO ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/282589) | 2023-03-22 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2019-12-06 | 2023-02-27 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2010-01-01 | 2019-12-19 | — |
| [UBS INTERNATIONAL INC.](https://search.stillhousedata.com/firm/107726) | 2009-05-26 | 2010-01-01 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2006-10-23 | 2009-05-13 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2004-11-29 | 2006-10-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4754435)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4754435.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.