# JOSEPH ASHBY FAXIO

JOSEPH ASHBY FAXIO is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with EQUITABLE ADVISORS, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2022-12-12 | present | Yes |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2019-05-17 | 2022-12-13 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2015-10-27 | 2019-02-01 | — |
| [VIRTUS CAPITAL ADVISERS, LLC](https://search.stillhousedata.com/firm/107346) | 2015-09-16 | 2015-09-24 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-11-09 | 2015-08-17 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2006-08-16 | 2010-08-23 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2006-08-16 | 2010-08-23 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2004-06-07 | 2005-06-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4770886)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4770886.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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