# THIEN-AN PHAM

THIEN-AN PHAM is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with EQUITABLE ADVISORS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2021-05-18 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2008-07-10 | 2010-04-08 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2005-04-04 | 2006-10-19 | — |
| [BANC ONE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/16999) | 2004-12-06 | 2005-03-01 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2004-06-08 | 2004-11-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4785612)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4785612.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.