# Cory Underwood

Cory Underwood is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with OSAIC ADVISORY SERVICES, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/171070) | 2024-02-26 | present | Yes |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2020-12-04 | 2024-02-28 | — |
| [RUBINBROWN ADVISORS LLC](https://search.stillhousedata.com/firm/116909) | 2016-04-12 | 2020-12-04 | — |
| [CUE FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/21033) | 2012-01-27 | 2016-04-12 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2010-08-17 | 2012-01-31 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2009-10-22 | 2010-07-20 | — |
| [CUE FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/21033) | 2008-06-24 | 2009-09-30 | — |
| [CPA WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/129607) | 2006-02-23 | 2008-06-13 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2004-07-23 | 2005-04-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4793739)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4793739.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.