# JAMES A FRANKLIN

JAMES A FRANKLIN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2023-06-09 | present | Yes |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2019-02-08 | 2023-06-08 | — |
| [1ST GLOBAL ADVISORS INC](https://search.stillhousedata.com/firm/111133) | 2017-03-15 | 2019-02-11 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2016-10-03 | 2017-03-17 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2010-09-30 | 2016-10-03 | — |
| [NEXT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/46214) | 2008-01-11 | 2010-09-22 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-08-27 | 2008-01-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4799613)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4799613.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.