# SCOTT RICHARD CARTY

SCOTT RICHARD CARTY is an investment adviser representative (IAR) with state registration records since 2013, appearing at 7 firms. Currently registered with CUSTOM WEALTH MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CUSTOM WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/340956) | 2026-05-06 | present | Yes |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2025-12-01 | 2026-05-12 | — |
| [OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC.](https://search.stillhousedata.com/firm/312989) | 2021-04-28 | 2025-12-01 | — |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2018-08-31 | 2021-04-29 | — |
| [CARTY CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/284563) | 2016-08-02 | 2018-10-31 | — |
| [INSIGHT FOLIOS](https://search.stillhousedata.com/firm/174411) | 2015-03-30 | 2016-08-04 | — |
| [RETIREMENTADVICE | JKA](https://search.stillhousedata.com/firm/153803) | 2013-12-11 | 2015-04-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4800449)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4800449.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.