# CHARLOTTE PHILIPS

CHARLOTTE PHILIPS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2026-01-05 | present | Yes |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2024-06-14 | 2025-12-16 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-10-11 | 2023-11-30 | — |
| [M&T SECURITIES, INC.](https://search.stillhousedata.com/firm/17358) | 2019-04-23 | 2021-06-09 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-23 | 2017-05-02 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2006-12-21 | 2009-10-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4830283)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4830283.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.