# KEVIN JAMES FARROW

KEVIN JAMES FARROW is an investment adviser representative (IAR) with state registration records since 2007, appearing at 9 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2025-04-11 | present | Yes |
| [AEGIS CAPITAL CORP.](https://search.stillhousedata.com/firm/15007) | 2023-07-31 | 2025-04-17 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2022-05-19 | 2023-04-24 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2018-11-27 | 2022-05-24 | — |
| [SAXONY CAPITAL MANAGEMENT LLC.](https://search.stillhousedata.com/firm/122692) | 2018-01-17 | 2018-11-23 | — |
| [INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/144426) | 2015-11-19 | 2015-12-31 | — |
| [INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/144426) | 2015-11-19 | 2017-10-18 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2011-08-16 | 2015-08-21 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2009-12-22 | 2011-06-10 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2007-05-15 | 2009-09-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4840279)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4840279.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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