# BENJAMIN CARL WARREN

BENJAMIN CARL WARREN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with TUMWATER WEALTH MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TUMWATER WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/300443) | 2019-02-26 | present | Yes |
| [RW INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/282707) | 2016-02-26 | 2019-01-02 | — |
| [RATHBONE WARWICK INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/171115) | 2014-07-01 | 2016-02-26 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2007-05-10 | 2014-07-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4840451)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4840451.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.