# CODY RAY FLATT

CODY RAY FLATT is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2026-06-02 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2022-02-04 | 2026-06-04 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2018-02-14 | 2022-02-22 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2015-09-30 | 2018-02-16 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2015-04-22 | 2015-10-01 | — |
| [INVESTMENT CENTERS OF AMERICA, INC.](https://search.stillhousedata.com/firm/16443) | 2014-10-03 | 2015-04-16 | — |
| [USADVISORS WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/158108) | 2014-02-20 | 2014-10-09 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2014-01-09 | 2014-02-20 | — |
| [USADVISORS WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/158108) | 2012-05-15 | 2014-01-09 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2010-04-29 | 2012-12-05 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2006-05-19 | 2010-04-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4845455)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4845455.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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