# LAUREN ANN RICCA

LAUREN ANN RICCA is an investment adviser representative (IAR) with state registration records since 2012, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2026-02-06 | present | Yes |
| [ALLIANCEBERNSTEIN L.P.](https://search.stillhousedata.com/firm/108477) | 2024-09-12 | 2026-02-25 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2023-05-16 | 2024-10-03 | — |
| [KESTRA ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/283330) | 2022-03-07 | 2022-12-01 | — |
| [AJ WEALTH](https://search.stillhousedata.com/firm/161950) | 2021-11-11 | 2022-01-17 | — |
| [MALTIN WEALTH MANAGEMENT, INC.](https://search.stillhousedata.com/firm/164330) | 2020-05-12 | 2021-10-18 | — |
| [ALLIANCEBERNSTEIN L.P.](https://search.stillhousedata.com/firm/108477) | 2019-04-22 | 2019-08-08 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2018-01-11 | 2018-12-27 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2017-04-19 | 2018-01-05 | — |
| [SANFORD C. BERNSTEIN & CO., LLC](https://search.stillhousedata.com/firm/104474) | 2013-03-11 | 2013-03-15 | — |
| [ALLIANCEBERNSTEIN L.P.](https://search.stillhousedata.com/firm/108477) | 2012-03-13 | 2016-02-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4856342)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4856342.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.