# ROGER J KLAUER

ROGER J KLAUER is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with THE CAPROCK GROUP, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [THE CAPROCK GROUP, LLC](https://search.stillhousedata.com/firm/124272) | 2024-05-18 | present | Yes |
| [GREY STREET CAPITAL, LLC](https://search.stillhousedata.com/firm/286671) | 2021-09-05 | 2024-04-23 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2017-03-03 | 2018-07-09 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2012-11-27 | 2017-03-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4862184)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4862184.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
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