# KARIN TRAM LE

KARIN TRAM LE is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with PRIVATE ADVISOR GROUP, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRIVATE ADVISOR GROUP, LLC](https://search.stillhousedata.com/firm/155216) | 2026-04-01 | present | Yes |
| [BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.](https://search.stillhousedata.com/firm/107326) | 2026-03-04 | 2026-04-06 | — |
| [CAPITAL PLANNING ADVISORS LLC](https://search.stillhousedata.com/firm/170266) | 2018-09-19 | 2026-04-06 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-01-03 | 2018-09-18 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2005-02-21 | 2011-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4863863)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4863863.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.