# KHOI DUY NGUYEN

KHOI DUY NGUYEN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with WATA CAPITAL LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WATA CAPITAL LLC](https://search.stillhousedata.com/firm/298666) | 2026-01-02 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2007-03-03 | 2018-07-23 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2005-08-24 | 2007-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4868093)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4868093.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.