# KATHLEEN FINN

KATHLEEN FINN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with CATOCTIN RIDGE WEALTH PARTNER.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CATOCTIN RIDGE WEALTH PARTNER](https://search.stillhousedata.com/firm/333113) | 2025-06-13 | present | Yes |
| [FINN FINANCIAL ADVISORY GROUP, INC.](https://search.stillhousedata.com/firm/157773) | 2011-06-06 | 2025-12-31 | — |
| [GROVE POINT INVESTMENTS, LLC](https://search.stillhousedata.com/firm/1763) | 2006-05-04 | 2009-11-03 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2005-03-07 | 2006-03-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4870394)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4870394.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.