# James Shannon Morris

James Shannon Morris is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with MMA SECURITIES LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MMA SECURITIES LLC](https://search.stillhousedata.com/firm/44254) | 2023-12-20 | present | Yes |
| [UNITED BROKERAGE SERVICES, INC](https://search.stillhousedata.com/firm/39062) | 2022-07-06 | 2023-12-15 | — |
| [PARK AVENUE SECURITIES LLC](https://search.stillhousedata.com/firm/46173) | 2010-08-09 | 2013-07-22 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2005-01-14 | 2010-07-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4874474)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4874474.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.