# BRENT ROBERT BROADDUS

BRENT ROBERT BROADDUS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with WIN TEAM INSURANCE SERVICES, INC., J. W. COLE ADVISORS, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2019-11-05 | present | Yes |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2012-07-02 | 2019-11-04 | — |
| [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | 2009-11-20 | 2012-07-02 | — |
| [WIN TEAM INSURANCE SERVICES, INC.](https://search.stillhousedata.com/firm/136680) | 2009-09-09 | present | Yes |
| [NEWPORT WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/137159) | 2009-06-19 | 2009-10-07 | — |
| [NEWPORT WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/137159) | 2008-01-04 | 2008-12-31 | — |
| [NEWPORT WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/137159) | 2007-10-08 | 2007-12-31 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2005-01-01 | 2007-08-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4875940)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4875940.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.