# CARLOS ENRIQUE RUBIO

CARLOS ENRIQUE RUBIO is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-01-21 | present | Yes |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2011-12-12 | 2021-01-26 | — |
| [FCA CORP](https://search.stillhousedata.com/firm/110658) | 2005-01-18 | 2011-11-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4906004)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4906004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.