# ALAN ALDO WAKER

ALAN ALDO WAKER is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with SIGMA PLANNING CORPORATION.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2012-09-28 | present | Yes |
| [MOMENTUM INDEPENDENT NETWORK INC.](https://search.stillhousedata.com/firm/17587) | 2009-10-27 | 2012-10-02 | — |
| [HILLTOP SECURITIES INC.](https://search.stillhousedata.com/firm/6220) | 2008-12-23 | 2009-10-19 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2008-07-30 | 2008-10-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-01-01 | 2008-07-23 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2005-04-27 | 2008-01-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4906025)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4906025.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.