# Roy E Carrera

Roy E Carrera is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-11-14 | present | Yes |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2018-09-19 | 2024-11-14 | — |
| [BFC PLANNING, INC.](https://search.stillhousedata.com/firm/119682) | 2017-06-15 | 2018-08-15 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2016-03-11 | 2017-05-24 | — |
| [HIGHLAND INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/141694) | 2013-01-02 | 2015-03-11 | — |
| [ALLSPRING FUNDS MANAGEMENT, LLC](https://search.stillhousedata.com/firm/110841) | 2007-10-23 | 2012-06-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4912729)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4912729.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.