# JOHN FRANCIS SMITKA

JOHN FRANCIS SMITKA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with PENGUIN GLOBAL WEALTH MANAGEMENT LLC, SIGNAL RIDGE CAPITAL PARTNERS, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SIGNAL RIDGE CAPITAL PARTNERS, LLC](https://search.stillhousedata.com/firm/167576) | 2013-06-11 | present | Yes |
| [PENGUIN GLOBAL WEALTH MANAGEMENT LLC](https://search.stillhousedata.com/firm/143802) | 2008-04-30 | present | Yes |
| [TIEDEMANN & ASSOCIATES INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/128873) | 2008-02-26 | 2019-07-11 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2006-05-08 | 2007-05-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4925754)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4925754.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.