# TRISHA LYNN FOUNTAIN

TRISHA LYNN FOUNTAIN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 8 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROCKEFELLER FINANCIAL LLC](https://search.stillhousedata.com/firm/291361) | 2021-09-10 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2014-04-14 | 2021-09-21 | — |
| [CAPITAL ANALYSTS, LLC](https://search.stillhousedata.com/firm/162200) | 2012-06-05 | 2013-02-04 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2012-06-01 | 2013-01-28 | — |
| [CINCINNATI ANALYSTS, INC.](https://search.stillhousedata.com/firm/5478) | 2007-09-10 | 2012-06-01 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2006-10-02 | 2007-08-09 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2005-10-26 | 2006-09-19 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2005-08-12 | 2005-10-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4928764)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4928764.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.