# Catherine Echon Haffner

Catherine Echon Haffner is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2024-12-02 | present | Yes |
| [BOK FINANCIAL PRIVATE WEALTH, INC.](https://search.stillhousedata.com/firm/106733) | 2023-09-25 | 2024-12-03 | — |
| [BOK FINANCIAL SECURITIES, INC.](https://search.stillhousedata.com/firm/17530) | 2023-09-25 | 2024-12-04 | — |
| [TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.](https://search.stillhousedata.com/firm/298422) | 2022-01-04 | 2023-07-28 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2018-05-08 | 2021-06-16 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2015-12-22 | 2018-04-03 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-06-18 | 2015-11-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4936292)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4936292.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.