# KATHLEEN NINA SANFORD

KATHLEEN NINA SANFORD is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with RCA WEALTH STRATEGIES LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RCA WEALTH STRATEGIES LLC](https://search.stillhousedata.com/firm/315915) | 2024-06-03 | present | Yes |
| [REDHAWK WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/146616) | 2019-07-02 | 2024-06-03 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2017-03-25 | 2019-07-03 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2015-07-31 | 2017-03-25 | — |
| [FIRST COMMAND BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/3641) | 2008-03-14 | 2015-08-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4940092)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4940092.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.