# Karen O'Kane

Karen O'Kane is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2016-07-14 | present | Yes |
| [TOWER SQUARE SECURITIES, INC.](https://search.stillhousedata.com/firm/833) | 2011-11-29 | 2013-09-04 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2011-11-29 | 2015-05-28 | — |
| [WALNUT STREET SECURITIES, INC.](https://search.stillhousedata.com/firm/15840) | 2011-11-29 | 2013-09-04 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2011-11-29 | 2015-01-02 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-23 | 2011-11-03 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2007-03-06 | 2009-10-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4940571)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4940571.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.