# ELAINE ROECKLEIN

ELAINE ROECKLEIN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2022-01-03 | present | Yes |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2018-06-11 | 2019-10-09 | — |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2018-06-07 | 2018-06-07 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2016-05-02 | 2018-06-29 | — |
| [REUTEMANN FINANCIAL SOLUTIONS, INC.](https://search.stillhousedata.com/firm/153247) | 2010-10-25 | 2016-05-03 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2010-09-23 | 2010-09-23 | — |
| [QA3 FINANCIAL LLC](https://search.stillhousedata.com/firm/104957) | 2010-04-26 | 2010-09-09 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2007-10-15 | 2010-04-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4953322)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4953322.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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