# Jay Lee

Jay Lee is an investment adviser representative (IAR) with state registration records since 2014, appearing at 5 firms. Currently registered with BALLASTER FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ORIGIN INVESTMENT ADVISORY LLC](https://search.stillhousedata.com/firm/305353) | 2021-11-29 | 2026-01-20 | — |
| [BALLASTER FINANCIAL LLC](https://search.stillhousedata.com/firm/316668) | 2021-10-18 | present | Yes |
| [B|O|S](https://search.stillhousedata.com/firm/110496) | 2021-04-29 | 2021-10-05 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2015-02-26 | 2021-03-23 | — |
| [NEUBERGER BERMAN BD LLC](https://search.stillhousedata.com/firm/2908) | 2014-06-27 | 2015-02-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4973447)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4973447.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.