# SEAN P OCONNOR

SEAN P OCONNOR is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2022-11-28 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-09-01 | 2022-11-29 | — |
| [LUCIA CAPITAL GROUP](https://search.stillhousedata.com/firm/152396) | 2019-04-18 | 2020-10-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4978828)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4978828.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.