# THOMAS J DOOLEY

THOMAS J DOOLEY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 3 firms. Currently registered with LEGATRUST FINANCIAL ADVISORS, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LEGATRUST FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/152749) | 2017-01-12 | present | Yes |
| [LEGATRUST FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/152749) | 2010-01-25 | 2016-12-31 | — |
| [MONETA GROUP INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/104727) | 2008-01-10 | 2009-11-20 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2006-11-02 | 2007-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/4980596)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/4980596.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.